Insider Trading May 21, 2026 08:10 PM

Live Oak Bancshares CEO Sells Shares Through Trading Plan Amid Mixed Q1 Results

CEO James Mahan III liquidates stock through a Rule 10b5-1 plan; company announces dividends and reports mixed financial performance.

By Avery Klein LOB

James S. Mahan III, the Chief Executive Officer, Director, and ten percent owner of Live Oak Bancshares, Inc., sold approximately $368,369 worth of voting common stock on May 20, 2026. These sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted in August 2025. The company recently reported mixed first-quarter 2026 financial results, where earnings per share (EPS) surpassed expectations but revenue fell below projections. Furthermore, Live Oak Bancshares announced dividends for both common and preferred stock.

Live Oak Bancshares CEO Sells Shares Through Trading Plan Amid Mixed Q1 Results
LOB

Key Points

  • EPS Beat vs. Revenue Miss: Live Oak Bancshares exceeded analyst consensus on Earnings Per Share ($0.60 reported vs. $0.59 forecast) but saw revenue fall short of projections ($145.47 million actual versus $151.23 million anticipated).
  • Dividend Declarations: The company announced a cash dividend of $0.03 per share for common stock and a specific preferred stock dividend of $0.52344 per depositary share, payable on June 15, 2026.
  • Executive Activity: CEO James Mahan III sold 10,000 shares worth about $368,369 through pre-scheduled Rule 10b5-1 transactions.

On May 20, 2026, James S. Mahan III, who serves as Chief Executive Officer, Director, and a ten percent owner of Live Oak Bancshares, Inc., executed the sale of 10,000 shares of the company's voting common stock. The total value realized from these transactions was approximately $368,369.

These divestments were structured through a Rule 10b5-1 trading plan, which Mr. Mahan had initially established on August 27, 2025. The shares sold were held indirectly through the James S. Mahan Revocable Trust. During the transaction period, the sale prices for these shares ranged between $36.137 and $37.2137 per share.

Analysis of Corporate Ownership Holdings

Following the recent sales activity, the James S. Mahan Revocable Trust now holds a total of 2,917,844 shares of Live Oak Bancshares voting common stock. Mr. Mahan's indirect ownership in the company remains substantial through several other trusts and entities. These holdings include 3,032,547 shares managed by the Marguerite D. Mahan Revocable Trust, 127,167 shares held via the 2021 Chip Mahan Family and Charitable Trust, another 127,167 shares through the 2021 Peggy Mahan Family Trust, and a block of 140,150 shares belonging to Peapod II, LLC.

Recent Financial Performance and Dividend Announcements

In separate corporate developments, Live Oak Bancshares Inc. released its first-quarter 2026 earnings report, which presented a mixed financial picture for the institution. On one hand, the company managed to exceed market expectations regarding profitability. The reported Earnings Per Share (EPS) amounted to $0.60, slightly surpassing the consensus analyst forecast of $0.59.

However, this positive EPS surprise was offset by revenue figures that did not meet projected levels. Revenue for the quarter reached $145.47 million, falling short compared to the anticipated $151.23 million. These combined results underscore a divergence between per-share profitability and overall top-line growth.

Shareholder Returns

Further contributing to recent corporate news, Live Oak Bancshares announced dividend payments for its shareholders. The Board of Directors declared two types of dividends: a cash dividend set at $0.03 per share for the voting common stock. Additionally, a dividend was declared for the 8.375% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, amounting to $0.52344 per depositary share. These payments are scheduled to be distributed on June 15, 2026, targeting shareholders who are recorded as of June 2, 2026.

Market Context and Valuation Metrics

As of the reporting period, the stock was trading at $37.41 per share. This represents a significant gain of 39% over the preceding year. From an analytical standpoint, InvestingPro analysis suggests that Live Oak Bancshares may currently be undervalued, citing a Price-to-Earnings (P/E) ratio of 20.46. Investors interested in more detailed assessments can access comprehensive research through the Pro Research Report, which covers LOB and over 1,400 other US equities.

The combination of exceeding EPS expectations while reporting lower revenue provides investors with key insights into the company’s recent financial activities, alongside the scheduled dividend payments.

Risks

  • Revenue Underperformance: The primary risk highlighted is the gap between anticipated revenue ($151.23 million) and actual reported revenue ($145.47 million), suggesting potential headwinds in core business operations.
  • Stock Price Volatility/Insider Selling: While the stock has seen a 39% gain over the past year, the sale of shares by a key executive through any mechanism warrants attention regarding market confidence or internal valuation shifts.
  • Dependence on Future Growth: The mix of strong EPS and weak revenue suggests that future financial health may depend heavily on recovering top-line growth to sustain profitability.

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