Insider Trading July 22, 2026 09:46 PM

Columbia Financial Executive Mayra Rinaldi Acquires 10,337 Shares in Multi-Account Transaction

Executive Vice President of Corporate Governance & Culture increases stake through 401(k), spousal IRA, and UTMA custodial accounts, while holding extensive derivative and equity compensation positions.

By Sofia Navarro
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Mayra Liseth Rinaldi, Executive Vice President of Corporate Governance & Culture at Columbia Financial, Inc. (CLBK), executed a significant acquisition of company stock on July 20, 2026. Rinaldi purchased 10,337 shares at a uniform price of $10.00 per share, totaling $103,370. The transaction was structured across multiple indirect holding vehicles, including retirement accounts and custodial trusts. This acquisition brings her total beneficial ownership to a substantial position comprising direct holdings, retirement accounts, and various equity incentive plan awards. The transaction occurs against the backdrop of Columbia Financial's recent structural transformation, including its conversion from a mutual holding company and merger with Northfield Bancorp, Inc. The company's stock performance and valuation metrics remain central to its ongoing operations as it navigates this transition period.

Columbia Financial Executive Mayra Rinaldi Acquires 10,337 Shares in Multi-Account Transaction
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Key Points

  • Mayra Rinaldi acquired 10,337 shares of CLBK stock across multiple indirect accounts, including 401(k), spousal IRA, and UTMA custodial accounts, demonstrating a diversified holding strategy within the financial sector.
  • Columbia Financial is undergoing a major structural transition, having completed its conversion from a mutual holding company and merger with Northfield Bancorp, impacting the broader banking and savings loan sectors.
  • Rinaldi maintains extensive derivative and equity compensation positions, including over 108,000 stock options and phantom stock units, linking her compensation directly to CLBK's stock performance and valuation metrics.

Mayra Liseth Rinaldi, serving as Executive Vice President of Corporate Governance & Culture at Columbia Financial, Inc. (CLBK), executed a notable acquisition of company equity on July 20, 2026. The transaction involved the purchase of 10,337 shares of the firm's common stock, valued at a total of $103,370. Each share was acquired at a consistent price point of $10.00. The acquisition was not consolidated into a single account but was distributed across multiple indirect holding vehicles, reflecting a structured approach to equity accumulation.

The breakdown of the acquisition reveals the specific channels utilized for the purchase. Rinaldi acquired 1,157 shares through her personal 401(k) account. A substantial portion of the transaction, totaling 9,000 shares, was purchased through her spouse's Individual Retirement Account (IRA). The remaining shares were allocated to custodial accounts for family members: 100 shares were acquired via a UTMA Custodian for her daughter, 50 shares through a UTMA Custodian for her son, and 30 shares via a UTMA Custodian for her goddaughter. This multi-account structure highlights a diversified approach to holding company stock within personal and familial financial planning frameworks.

Following this acquisition, Rinaldi's total beneficial ownership of Columbia Financial common stock has expanded significantly. She currently holds 44,371 shares directly. Her indirect holdings are extensive, encompassing 17,104 shares in her 401(k), 12,572 shares in her spouse's IRA, 540 shares via the UTMA Custodian for her daughter, 50 shares via the UTMA Custodian for her son, and 118 shares via the UTMA Custodian for her goddaughter. Furthermore, her portfolio includes 17,047 shares through an Employee Stock Ownership Plan (ESOP), 149 shares through a Supplemental Executive Retirement Plan (SERP), 13,075 shares from Stock Award III, and 14,242 shares from Stock Award IV.

Rinaldi also maintains a substantial portfolio of derivative securities linked to Columbia Financial stock. She holds stock options to purchase 108,706 shares at an exercise price of $7.10, as well as 16,541 shares at $7.25. Both of these option positions are fully vested and exercisable. Additional stock options include 10,546 shares at $7.50, which are scheduled to vest in three equal annual installments beginning March 6, 2025. She also holds 24,673 shares at $7.38, vesting in three equal annual installments starting March 3, 2026, and 26,666 shares at $8.31, vesting in three equal annual installments starting March 2, 2027. All these stock options were granted under the Columbia Financial, Inc. 2019 Equity Incentive Plan.

In addition to options, Rinaldi holds 10,463 phantom stock units under the Columbia Financial, Inc. 2026 Phantom Stock Plan. Each unit represents the economic equivalent of one share of CLBK common stock. These units are structured to be settled in cash upon distribution, with the cash value determined by the closing stock price on the relevant determination date. This arrangement ties her additional compensation directly to the company's stock performance without direct equity ownership until settlement.

The company's current valuation metrics reflect a market capitalization of $6.49 billion, trading at a price-to-earnings (P/E) ratio of 20.05. Analyst projections indicate that net income is expected to grow this year, with consensus forecasts suggesting the company will remain profitable. These financial health indicators provide context for the executive's investment activity, though the transaction itself is a discrete event in the broader corporate timeline.

Columbia Financial is currently navigating a period of significant structural change. The company has completed its conversion from a mutual holding company structure and successfully merged with Northfield Bancorp, Inc. This transition has resulted in Columbia Bank being fully owned by public stockholders, with Northfield Bank integrated into Columbia Bank. To support the sale of its common stock through subscription and community offerings, Columbia Financial has entered into an agreement with Keefe, Bruyette & Woods, Inc. Under this agreement, KBW will receive a fee for shares sold, excluding those purchased by Columbia Financial's internal stakeholders. Additionally, the Federal Reserve Board has approved Columbia Financial's applications for conversion and acquisition, allowing the company to become a savings and loan holding company.

Personnel changes accompany these structural shifts. Thomas Splaine, Jr. has been appointed as the principal financial officer and principal accounting officer for SEC reporting. Splaine has been serving as Executive Vice President and Chief Financial Officer since January. These developments mark significant operational and structural expansions for Columbia Financial as it adapts to its new public company status.

Risks

  • Columbia Financial is navigating a complex transition from a mutual holding company to a public savings and loan holding company, which introduces operational and regulatory uncertainties in the banking sector.
  • The company's stock price fluctuations, currently trading at $10.94 with a P/E ratio of 20.05, impact the value of Rinaldi's extensive derivative and phantom stock holdings, creating financial exposure tied to market performance.
  • The integration of Northfield Bank into Columbia Bank and the management of stock sales through external advisors like KBW introduce execution risks in the capital markets and community banking sectors.

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