Stock Markets April 30, 2026 08:57 AM

EU Seeks to Broaden Merger Review Criteria to Allow Deal-Makers to Cite Investment and Innovation Benefits

Commission proposal would let companies argue sustainability, resilience and innovation gains in merger reviews while creating an 'innovation shield' for startup and R&D transactions

By Sofia Navarro
EU Seeks to Broaden Merger Review Criteria to Allow Deal-Makers to Cite Investment and Innovation Benefits

The European Commission has proposed a revision of EU merger rules to permit firms to present non-traditional benefits - including sustainability, resilience, investment and innovation - as part of their case for approving transactions. The changes would add new defences companies may use in merger reviews and introduce an innovation shield for certain startup and R&D-related deals, while retaining safeguards that prioritize consumer harm and competitive effects. Stakeholders have until June 26 to submit feedback.

Key Points

  • The European Commission proposes allowing firms to argue sustainability, resilience, investment and innovation benefits in merger reviews.
  • An innovation shield would protect certain start-up and R&D-related deals from intervention, but explicitly excludes transactions where the acquirer is the market's largest player or where the target is a Digital Markets Act gatekeeper.
  • Regulators are likely to maintain focus on consumer harm and competitive impacts, with a high threshold for proving offsetting public-interest benefits; sectors most directly affected include telecoms, technology and startups working on R&D.

The European Commission on Thursday unveiled a proposal to reshape how mergers are assessed in the EU, allowing companies greater scope to argue that their transactions deliver benefits such as sustainability, resilience, investment and innovation.

The draft revision would mark a departure from the Commission's traditional focus on consumer harm and the risk of reduced competition as the central yardsticks for merger approval. Under the proposal, companies worldwide could put forward evidence that a deal increases their ability to invest, strengthens incentives to invest, or supports development of new or improved products, services, distribution or production methods.

The proposal makes clear, however, that these new avenues of defence are not intended to replace scrutiny of conventional competitive risks. Regulators are expected to continue to concentrate on scenarios where a deal could lead to higher prices for consumers or damage rival firms, and the bar for proving positive effects is likely to be high.

An innovation shield is included in the package and would prevent intervention by competition authorities in transactions involving start-ups or research and development projects that are likely to enhance competition. The shield is designed to protect certain nascent activities that might otherwise be disrupted by enforcement action.

But the shield contains explicit limits. It would not apply to deals in which the acquirer is the largest participant in the relevant market, nor would it cover targets designated as gatekeepers under the Digital Markets Act. Those exclusions mean that acquisitions involving dominant incumbents or firms subject to the gatekeeper label would remain fully exposed to conventional merger assessment.

The Commission said it will accept comments and feedback on the proposal until June 26 ahead of any move to implement the new rules.


For corporate deal teams, regulators and investors, the changes represent a recalibration of how merger benefits may be presented and weighed against risks to consumers and competitors. The proposal aims to provide more flexibility for transactions framed as strengthening Europe’s industrial or technological position, notably following calls from some EU countries and companies - led by the telecoms sector - for a more permissive approach to deal-making intended to foster the creation of larger European players able to compete globally.

Risks

  • Companies may find it difficult to meet the high threshold required to prove that proposed benefits increase incentives to invest or create new or improved products and services - this uncertainty could affect deal-making appetite in affected sectors such as telecoms and technology.
  • The innovation shield does not protect transactions where the acquirer is the largest market participant or where the target is labelled a gatekeeper under the Digital Markets Act, leaving large incumbents and Big Tech-related deals exposed to full regulatory scrutiny.
  • Regulators will continue to prioritise potential price increases and harms to rivals, which could still lead to blocked or remedied transactions despite attempts to cite broader public-interest benefits; consumer-facing markets and competitors are the primary areas of concern.

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