Stock Markets May 12, 2026 04:44 AM

J.P. Morgan Raises Base Case to 5% for UK Bank Surcharge, Flags Earnings Pressure

Broker warns that a two-point surcharge increase would shave several percentage points off 2027 EPS for major UK lenders and highlights reserve remuneration as a larger disruption risk

By Maya Rios NWG

J.P. Morgan has updated its central scenario to assume the UK banking surcharge rises from 3% to 5%, citing political pressure from the Labour left. The bank warns earnings per share and return on tangible equity for major UK lenders would be meaningfully reduced under that change, and says alterations to reserve remuneration present an even greater downside risk to profits.

J.P. Morgan Raises Base Case to 5% for UK Bank Surcharge, Flags Earnings Pressure
NWG

Key Points

  • J.P. Morgan now assumes the UK banking surcharge rises from 3% to 5%, citing political pressure from the Labour left.
  • A 2 percentage-point surcharge increase would reduce 2027 EPS by up to 2.7% for Lloyds, 2.4% for NatWest, 1.3% for Barclays and 0.6% for HSBC, and would cut 2027 ROTE by up to 52 bps for Lloyds.
  • Changes to reserve remuneration at the Bank of England pose a larger potential hit to 2027 profits, with a zero-remuneration scenario reducing profits by up to 48% for Barclays and 42% for NatWest.

J.P. Morgan has adjusted its baseline outlook to assume the UK banking surcharge increases from 3% to 5%, driven in the brokerage's view by mounting political pressure from the Labour left. The firm said the change would produce measurable earnings hits for domestic lenders while noting a separate, potentially larger threat from changes to reserve remuneration at the Bank of England.

The updated base case follows a leaked memo from MP Angela Rayner to Chancellor Rachel Reeves that proposed raising the surcharge to help protect welfare spending. J.P. Morgan's analysts said domestic UK banks "will likely need a trifecta - politics, macro, and sector fundamentals all supportive, to drive the next leg of a near-term re-rating."


Quantified earnings and profitability impacts

Under J.P. Morgan's scenario, a two percentage-point rise in the surcharge would reduce 2027 estimated earnings per share by:

  • 2.7% for Lloyds
  • 2.4% for NatWest
  • 1.3% for Barclays
  • 0.6% for HSBC

The brokerage also estimates the corresponding reduction in 2027 return on tangible equity would be about 52 basis points for Lloyds, 49 basis points for NatWest, 19 basis points for Barclays and 12 basis points for HSBC.


Context on tax competitiveness

J.P. Morgan highlighted UK Finance figures showing that in 2025 a model bank operating in the UK faced a total tax rate of 46.4%. By comparison, the total tax rate stood at 42.2% in Amsterdam, 38.9% in Frankfurt, 28.9% in Dublin and 27.9% in New York.


Reserve remuneration identified as a greater risk

The brokerage flagged potential changes to how reserves held at the Bank of England are remunerated as a more severe downside risk than the banking surcharge. If all reserves were remunerated at 0% versus the current bank rate, J.P. Morgan estimates the impact on 2027 profits would be approximately:

  • 29% for Lloyds
  • 42% for NatWest
  • 48% for Barclays
  • 7% for HSBC

Under a milder alternative proposed by the IPPR think tank in August 2025 - a levy on QE-related reserves at the bank rate less 2% - the projected impacts shrink to roughly 11% for Lloyds, 18% for NatWest, 21% for Barclays and 3% for HSBC.

Despite these scenarios, J.P. Morgan said it continues to view changes to reserve remuneration as less likely because of potential risks to monetary policy transmission, and it noted Bank of England Governor Andrew Bailey has previously ruled out such an approach.


Market positioning and longer-term preferences

While acknowledging the political risks, J.P. Morgan described the wider economic backdrop as supportive, citing benign asset quality, solid volume growth and a constructive regulatory direction. The brokerage said it still prefers UK Asian and Irish banks in the near term over domestic UK lenders.

For longer-term holdings, J.P. Morgan favours NatWest on a valuation and yield basis, citing a 6.5x 2028 estimated price-to-earnings multiple with an 11% total yield in 2027. Barclays is noted at 6x 2028 estimated P/E with a 10% total yield in 2027. The brokerage assigns "overweight" ratings to both Barclays and NatWest, while Lloyds and HSBC are rated "neutral."


Implications for investors

The firm’s revised base case and the scenarios for reserve remuneration suggest a range of outcomes for bank profitability depending on political decisions and central-bank policy treatment of reserves. Investors and analysts are likely to weigh the magnitude of potential profit hits against the firms' current valuations and ratings when reconsidering positions.

Risks

  • Political risk - pressure from the Labour left could push the banking surcharge higher, directly reducing bank profitability (impacting UK domestic banks and the broader financial sector).
  • Policy risk - changes to reserve remuneration at the Bank of England could materially reduce bank profits and disrupt monetary policy transmission (impacting banks holding large reserves and monetary policy dynamics).
  • Competitive/tax environment risk - higher effective tax rates in the UK compared with other financial centres may affect UK banks' competitiveness and cross-border business decisions (impacting UK-based banking operations and international banking flows).

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