Press Releases July 10, 2026 04:30 PM

Japan Smaller Capitalization Fund, Inc. Announces Final Results of Tender Offer

Japan Smaller Capitalization Fund completes tender offer to repurchase 10% of outstanding shares

By Ajmal Hussain
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Japan Smaller Capitalization Fund, Inc. announced the final results of its tender offer to repurchase up to 10% of its outstanding shares at 98% of the net asset value per share. The Fund accepted 2.83 million shares, representing 10% of outstanding shares, while more than 22 million shares were tendered, resulting in a prorated acceptance of approximately 12.88% per shareholder. The Fund focuses on investing in smaller capitalization Japanese companies and is managed by Nomura Asset Management U.S.A., a subsidiary of Nomura Asset Management Co., Ltd.

Japan Smaller Capitalization Fund, Inc. Announces Final Results of Tender Offer
JOF
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Key Points

  • The Fund completed a tender offer to repurchase 10% of its outstanding shares at 98% of NAV per share.
  • High shareholder participation led to a prorated acceptance of shares to meet the 10% limit.
  • The Fund targets smaller capitalization companies in Japan, managed by Nomura Asset Management's U.S. subsidiary.
  • The announcement may affect the financials and liquidity of the Fund and reflects active capital management strategies.

NEW YORK, July 10, 2026 (GLOBE NEWSWIRE) -- Japan Smaller Capitalization Fund, Inc. (the “Fund”) (NYSE: JOF) today announced the final results of the Fund’s tender offer (the “Tender Offer”) to acquire up to 10% of the Fund’s outstanding shares. The Tender Offer expired at 5:00 p.m. Eastern Time on July 1, 2026.

The Fund accepted 2,833,389 shares, representing 10% of its outstanding shares, for payment on or about July 10, 2026. A total of 22,006,123 shares were properly tendered. Therefore, on a prorated basis, approximately 12.87958% of the shares tendered by each tendering stockholder have been accepted for payment.

The purchase price is $12.7792 per share, which is equal to 98% of the Fund’s net asset value per share as of the close of regular trading of the New York Stock Exchange on July 2, 2026.

About the Fund

The Fund invests primarily in the securities of smaller capitalization companies in Japan and is designed for investors seeking long-term capital appreciation. The Manager of the Fund is Nomura Asset Management U.S.A. Inc. (“NAM-U.S.A.”), which is based in New York. NAM-U.S.A. is a subsidiary of Nomura Asset Management Co., Ltd., which is one of the largest investment advisory companies in Japan in terms of assets under management and serves as the investment adviser to the Fund.

Forward Looking Statements

Certain information discussed in this press release may constitute forward-looking statements within the meaning of U.S. federal securities laws. Although the Fund and NAM-U.S.A. believe that the expectations reflected in such forward-looking statements are based on reasonable assumptions, the Fund and NAM-U.S.A. can give no assurance that their expectations will be achieved. Forward-looking information is subject to certain risks, trends, and uncertainties that could cause actual results to differ materially from those projected.

Contact: Maria Premole
1-800-833-0018
[email protected]


Risks

  • Forward-looking statements are subject to uncertainties and risks that may cause actual results to differ materially.
  • Market fluctuations in Japanese smaller capitalization stocks can impact the Fund's net asset value.
  • The prorated nature of the tender offer means shareholders did not receive full acceptance of all tendered shares, which might affect investor sentiment.

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