Insider Trading March 23, 2026

Virtus AI Fund Treasurer Sells 2,000 AIO Shares for $43,120

Transaction disclosed in SEC Form 4; fund carries an 8.5% dividend yield noted by InvestingPro

By Hana Yamamoto AIO
Virtus AI Fund Treasurer Sells 2,000 AIO Shares for $43,120
AIO

William Patrick Bradley III, who serves as EVP, CFO and Treasurer of Virtus Artificial Intelligence & Technology Opportunities Fund (AIO), sold 2,000 shares of common stock on March 20, 2026, at $21.56 per share, generating $43,120 in proceeds. Following the sale, Bradley holds no direct shares. The sale was reported in a Form 4 filing with the Securities and Exchange Commission. The fund advertises an 8.5% dividend yield, and InvestingPro highlights the payout as a notable factor in its ProTips analysis.

Key Points

  • William Patrick Bradley III sold 2,000 common shares of Virtus Artificial Intelligence & Technology Opportunities Fund on March 20, 2026, at $21.56 per share, for total proceeds of $43,120.
  • Following the sale documented in a Form 4 filing with the SEC, Bradley directly holds 0 shares of the fund.
  • The fund carries an 8.5% dividend yield, which InvestingPro identifies as a significant payout and lists as one of three ProTips for deeper analysis; sectors most directly affected include asset management and income-oriented investment products within financial markets.

William Patrick Bradley III, listed as executive vice president, chief financial officer and treasurer of Virtus Artificial Intelligence & Technology Opportunities Fund (EXCHANGE:AIO), executed a sale of 2,000 common shares on March 20, 2026. The shares were sold at a price of $21.56 each, bringing the total transaction to $43,120, according to a Form 4 filing submitted to the Securities and Exchange Commission.

The filing records that after the disposition Bradley directly owns 0 shares of the fund. The Form 4 submission serves as the public disclosure mechanism for insider transactions and confirms the timing, quantity, and price of the sale.

Separate information on the fund notes an 8.5% dividend yield. InvestingPro specifically flags the payment as a significant dividend to shareholders, and identifies it as one of three ProTips available for deeper analysis of the fund.

This transaction and the accompanying public disclosures provide a clear, narrow record of the trade: the officer sold 2,000 shares at $21.56 on March 20, 2026, for proceeds totaling $43,120, and now reports no direct holdings. Beyond those points, the Form 4 captures the required regulatory detail but does not include commentary on rationale or future plans.


Contextual notes

Insider transactions are documented via SEC filings to ensure transparency for shareholders and market participants. The Form 4 associated with this sale supplies the essential elements of the trade without offering supplemental explanation from the reporting officer.

Investors and market analysts tracking the fund may also weigh the stated dividend yield as part of assessment frameworks that consider income generation and yield sustainability. InvestingPro calls attention to the fund's payout in its ProTips, indicating the dividend is a material line item for those seeking further analysis.


What is recorded

  • Seller: William Patrick Bradley III, EVP, CFO and Treasurer of the fund.
  • Shares sold: 2,000 common shares.
  • Sale date: March 20, 2026.
  • Price per share: $21.56.
  • Total proceeds: $43,120.
  • Post-transaction direct ownership: 0 shares.
  • Disclosure method: Form 4 filing with the SEC.
  • Fund dividend yield: 8.5%, noted by InvestingPro as a significant payout in its ProTips.

The information above is limited to what is reported in the regulatory filing and the referenced fund metrics. The Form 4 entry records the factual elements of the trade and the InvestingPro note highlights the fund's dividend as a factor for further review.

Risks

  • The Form 4 filing documents the sale but does not state motives or future intentions, leaving uncertainty for investors about the reasons behind the officer's disposition; this uncertainty affects investor assessment within asset management and fund investor communities.
  • An 8.5% dividend yield is reported and highlighted by InvestingPro, but the filing and the available information do not provide detail on the sustainability of that payout, creating income risk for yield-focused investors and fixed-income allocation strategies.
  • The public disclosure is limited to the mechanics of the trade and the stated fund yield; absent additional commentary or context, market participants must rely on sparse regulatory detail when evaluating potential implications, which may influence trading and valuation considerations in the financials sector.

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