Insider Trading April 2, 2026

Ultragenyx CFO Sells $98,202 in Stock as Gene Therapy Filing Advances

Howard Horn disposed of 4,683 shares under a 10b5-1 plan; FDA sets PDUFA date for UX111 while analysts remain divided

By Maya Rios RARE
Ultragenyx CFO Sells $98,202 in Stock as Gene Therapy Filing Advances
RARE

Ultragenyx Pharmaceutical Inc. Chief Financial Officer Howard Horn sold 4,683 shares on April 1, 2026, for $20.97 apiece, totaling $98,202. The transaction, executed under a Rule 10b5-1 trading plan, left Horn with 80,351 shares. Meanwhile, the FDA accepted a resubmitted Biologics License Application for UX111 with a Prescription Drug User Fee Act action date of September 19, 2026. Analysts are split on the stock despite some positive clinical data and valuation signals.

Key Points

  • CFO Howard Horn sold 4,683 Ultragenyx shares on April 1, 2026, at $20.97 per share, totaling $98,202.
  • The sale was executed under a pre-arranged Rule 10b5-1 trading plan; Horn retains 80,351 shares and reported holdings include RSUs subject to vesting.
  • Regulatory and clinical milestones include FDA acceptance of a resubmitted BLA for UX111 with a PDUFA date of September 19, 2026, while analysts maintain mixed ratings and price targets.

Ultragenyx Pharmaceutical Inc. (NASDAQ: RARE) reported an insider sale by Chief Financial Officer Howard Horn, who sold 4,683 shares of the company's common stock on April 1, 2026. According to a Form 4 filing with the Securities and Exchange Commission, the shares were sold at $20.97 per share for a total transaction value of $98,202.

The filing states that, after the disposition, Horn directly holds 80,351 shares of Ultragenyx. The Form 4 notes that the sale was carried out pursuant to a pre-arranged trading plan that complies with Rule 10b5-1, the SEC rule that permits insiders to execute predetermined trades.

Since the April 1 sale, Ultragenyx's stock price has risen to $22.45. That price remains substantially below the company's 52-week high of $42.37.


Valuation and profitability context

Investment analysis referenced in the filing indicates that the stock appears undervalued based on a Fair Value assessment conducted by InvestingPro. At the same time, the company faces ongoing profitability challenges; analysts cited in the filing do not expect Ultragenyx to report profits this year.

A footnote in the disclosure clarifies that the reported share total includes common stock underlying Restricted Stock Units (RSUs) that are subject to vesting conditions.


Regulatory and clinical developments

Ultragenyx also disclosed progress on its clinical and regulatory programs. The U.S. Food and Drug Administration has accepted the company's resubmitted Biologics License Application for UX111, a gene therapy candidate for Sanfilippo syndrome Type A. The FDA set a Prescription Drug User Fee Act action date of September 19, 2026, for UX111.

Other clinical data cited in recent updates include phase 3 results for DTX301 in OTC deficiency, where the trial produced an 18% reduction in 24-hour plasma ammonia compared with placebo.


Analyst reactions

Analyst coverage of Ultragenyx reflects mixed sentiment. Morgan Stanley reiterated an Overweight rating with a $50.00 price target, while Leerink Partners maintained an Outperform rating with a $60.00 target. In contrast, Goldman Sachs downgraded Ultragenyx to Neutral from Buy and cut its price target to $25.00, citing the failure of Phase 3 studies of setrusumab in osteogenesis imperfecta. Bank of America Securities reiterated a Buy rating and a $51.00 target following the DTX301 phase 3 data.

Collectively, these analyst actions underscore divergent views on Ultragenyx's pipeline progress and near-term commercial prospects, even as the company advances regulatory review for UX111.


What the filing shows

The Form 4 filing documents a routine, pre-planned insider sale executed under a Rule 10b5-1 arrangement and confirms Horn's remaining direct ownership. The filing also reiterates ongoing clinical and regulatory milestones and highlights contrasting analyst positions on valuation and clinical outcomes.

Risks

  • Regulatory uncertainty - approval for UX111 is pending with a PDUFA action date of September 19, 2026, creating timing and outcome risk for the company and biotech investors.
  • Clinical trial setbacks - recent Phase 3 failures for setrusumab in osteogenesis imperfecta have led to analyst downgrades, highlighting pipeline execution risk for the biotech and pharmaceutical sectors.
  • Profitability challenges - analysts do not expect the company to be profitable this year, posing financial and valuation risks for equity holders and impacting capital markets exposure in the biotech sector.

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