Insider Trading April 2, 2026

Significant Stake Purchase by V-Co Investors 3 LLC in Vivos Therapeutics Signals Capital Activity

Ten percent holder acquires 1.35 million shares; company secures insurance coverage in Nevada and agrees to reduced-price warrant exercise

By Hana Yamamoto VVOS
Significant Stake Purchase by V-Co Investors 3 LLC in Vivos Therapeutics Signals Capital Activity
VVOS

V-Co Investors 3 LLC, a ten percent owner of Vivos Therapeutics, Inc. (VVOS), bought 1,353,625 shares of common stock for $1.34 per share on March 31, 2026, totaling $1,813,857. The investor also acquired multiple classes of warrants and pre-funded warrants, while the company completed an agreement to immediately exercise outstanding warrants at a lower price, expected to generate roughly $4.64 million in gross proceeds. Separately, Vivos achieved in-network status with several commercial payers and Medicare in Nevada, extending insurance coverage for its appliances in the Las Vegas metropolitan area.

Key Points

  • V-Co Investors 3 LLC, a ten percent owner of Vivos Therapeutics, purchased 1,353,625 common shares at $1.34 each on March 31, 2026, totaling $1,813,857, and also acquired multiple classes of warrants and pre-funded warrants.
  • Vivos reached in-network status with several commercial health insurance payers and Medicare in Nevada, enabling insurance coverage for its appliances and treatments in the Las Vegas metropolitan area.
  • The company agreed to the immediate exercise of outstanding warrants for up to 1,982,356 shares at $2.34 per share, expected to generate about $4.64 million in gross proceeds before placement agent fees and offering expenses.

V-Co Investors 3 LLC, which holds a ten percent ownership stake in Vivos Therapeutics, Inc. (NASDAQ: VVOS), reported a share purchase late in March that materially increased its common stock holdings.

According to a Form 4 filing with the Securities and Exchange Commission, the entity purchased 1,353,625 shares of Vivos common stock on March 31, 2026, at a per-share price of $1.34. The aggregate value of that transaction was $1,813,857. The filing additionally shows that V-Co Investors 3 LLC obtained 429,957 Pre-Funded Warrants, 1,783,582 Series A Common Stock Warrants, and 1,783,582 Series B Common Stock Warrants in the same reporting period.

The Form 4 names Michael C. Skaff as Managing Director of SP Manager LLC, which serves as manager of V-Co Investors 3 LLC. The filing documents the ownership and the newly acquired instruments without further commentary on intent or future plans.

Vivos shares have displayed some recent volatility. The stock advanced 10.92% over the prior week to the purchase date, yet remained down 58.75% over the preceding six months. Separately, InvestingPro analysis cited in public reporting indicates the stock appears undervalued at current levels when compared with Fair Value estimates.


Beyond the insider purchase, Vivos Therapeutics disclosed two operational and financing developments. First, the company has secured in-network status with several commercial health insurance payers and with Medicare in Nevada. This development enables insurance coverage for Vivos appliances and treatments in the Las Vegas metropolitan area, broadening access for patients who previously lacked in-network options.

Second, Vivos entered into a definitive agreement for the immediate exercise of outstanding warrants. Under that arrangement, up to 1,982,356 shares may be purchased at a reduced exercise price of $2.34 per share, which is expected to produce approximately $4.64 million in gross proceeds for the company. The filing notes the original exercise prices on those warrants ranged from $3.83 to $5.05 per share. The projected proceeds are stated before deduction of placement agent fees and offering expenses.


These items - a concentrated insider acquisition, expanded insurance coverage in a defined geography, and an agreement to exercise warrants at a discounted price - represent a combination of capital markets activity and operational progress for Vivos. The Form 4 provides the regulatory record of the insider transaction; separate company disclosures describe the payer network development and the financing transaction expected to deliver near-term gross proceeds.

Investors and analysts seeking deeper company valuation and comparative analysis can access a Pro Research Report on VVOS that is part of InvestingPro's coverage of more than 1,400 U.S. equities.

Risks

  • The stock remains materially depressed, down 58.75% over six months, indicating significant price risk for investors in the healthcare and medical device sectors.
  • The exercise of warrants at a reduced price may result in dilution for existing shareholders in the capital markets; the gross proceeds are stated before placement agent fees and offering expenses.
  • Insurance coverage expansion is geographically limited to Nevada and the Las Vegas metropolitan area, which constrains the near-term reimbursement impact and patient access benefits to a specific region.

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