Insider Trading January 23, 2026

Schwab Advisor Services Head Sells $210,003 in Stock, Exercises Options Concurrently

Jonathan S. Beatty executed a 2,000-share sale under a 10b5-1 plan and exercised options to acquire an equal number of shares as analysts raise targets after Q4 results

By Leila Farooq SCHW
Schwab Advisor Services Head Sells $210,003 in Stock, Exercises Options Concurrently
SCHW

Jonathan S. Beatty, Managing Director and Head of Advisor Services at Charles Schwab, sold 2,000 shares of the firm's common stock on January 22, 2026, for $210,003 under a pre-arranged Rule 10b5-1 plan and on the same day exercised options to acquire 2,000 shares at $46.39. The move comes as Charles Schwab reported fourth-quarter results that met EPS expectations but showed revenues slightly below forecasts, prompting several brokerages to raise price targets.

Key Points

  • Jonathan S. Beatty sold 2,000 shares of Charles Schwab common stock on January 22, 2026, for $210,003 at a weighted average price of $105.0017, with individual prices ranging from $105.00 to $105.005.
  • On the same day Beatty exercised options to acquire 2,000 Schwab shares at $46.39, for a total exercise cost of $92,780; after the transactions he directly holds 33,495 shares and indirectly holds 21,768 shares through a trust.
  • Following Schwab's fourth-quarter results - EPS in line with expectations and revenues slightly below forecasts - several analysts raised price targets, signaling a generally favorable analyst outlook.

Jonathan S. Beatty, who serves as Managing Director and Head of Advisor Services at Charles Schwab, sold 2,000 shares of Schwab common stock on January 22, 2026, realizing proceeds of $210003. The disposition was carried out at a weighted average price of $105.0017 per share, with the individual executions ranging between $105.00 and $105.005.

On the same calendar day, Beatty exercised stock options to acquire 2,000 shares of Schwab common stock at an exercise price of $46.39, representing a combined exercise cost of $92780.

The sale was implemented pursuant to a pre-arranged Rule 10b5-1 trading plan that Beatty adopted on May 28, 2025. After these transactions were completed, Beatty's direct holdings in Schwab totaled 33495 shares, while he also retained an indirect interest in 21768 shares held through a trust.


Company results and analyst response

Charles Schwab Corp. released fourth-quarter results showing earnings per share that met analysts' expectations, while revenues came in slightly below forecasted levels. In the wake of that report, several investment firms adjusted their price targets for the company.

  • UBS increased its price target to $125, citing the company's strong guidance.
  • Truist Securities raised its target to $122, pointing to stronger net interest income despite expectations for higher expenses.
  • TD Cowen lifted its price target to $138, highlighting the firm’s robust fourth-quarter performance and a favorable outlook for 2026-2027.
  • Jefferies moved its target to $122, noting better-than-expected fourth-quarter metrics including higher daily average trades and record client asset levels.
  • Citizens reiterated a Market Outperform rating and set a $120 price target, emphasizing the company's momentum heading into 2026.

Collectively, these adjustments reflect a generally optimistic stance among analysts following the quarterly report, even as top-line revenue fell slightly short of forecasts.


Context and implications

The insider sale and simultaneous option exercise are recorded transactions tied to an established trading plan. The reporting of Beatty's direct and indirect holdings provides a snapshot of his ongoing ownership stake. Meanwhile, analyst target adjustments reveal how market watchers are reconciling fourth-quarter outcomes - where EPS met expectations but revenue performance trailed forecasts - with expectations for 2026 and beyond.

Risks

  • Revenues were slightly below forecasts in the fourth quarter - this top-line shortfall could affect investor sentiment and valuation expectations for the financial services sector.
  • Some analysts note higher anticipated expenses even as net interest income strengthens - elevated expenses could compress margins and impact profitability projections for the company.
  • Analyst target adjustments reflect differing views on future performance - changes in trading activity, client asset levels, or interest income may lead to volatility in stock price expectations.

More from Insider Trading

Mentor Capital CEO Makes Small Direct Purchases; Audit Firm Change Announced Feb 2, 2026 RENN Fund President Murray Stahl Purchases 1,154 Shares Valued at $2,971 Feb 2, 2026 Graco Director Disposes $1.25M in Stock After Exercising Options; Q4 Results Align with Expectations Feb 2, 2026 Graco Global Industrial President Sells $777k in Stock; Company Reports Quarter Inline With Expectations Feb 2, 2026 Timberland Bancorp Director Sells Stock and Exercises Options Amid Board and Executive Changes Feb 2, 2026