Insider Trading March 25, 2026

Royce Small-Cap Trust President Purchases $75,105 Worth of Shares

Executive buys 4,500 shares as trust yields 7.2% and reports a one-year gain of 23%

By Maya Rios RVT
Royce Small-Cap Trust President Purchases $75,105 Worth of Shares
RVT

Christopher D. Clark, president of Royce Small-Cap Trust, acquired 4,500 shares on March 24, 2026 for $16.69 apiece, a transaction valued at $75,105. After the purchase Clark directly holds 47,235 shares. The trust currently yields 7.2%, has paid dividends for 40 consecutive years, and trades at $16.86 with a $2.01 billion market capitalization and a 23% return over the past year.

Key Points

  • Christopher D. Clark purchased 4,500 shares of Royce Small-Cap Trust at $16.69 per share on March 24, 2026, totaling $75,105.
  • After the purchase Clark directly owns 47,235 shares and is also CEO of the Investment Advisor.
  • Royce Small-Cap Trust shares trade at $16.86, have a $2.01 billion market capitalization, delivered a 23% return over the past year, and yield 7.2%; InvestingPro reports 40 consecutive years of dividend payments and tracks four additional tips for investors.

Christopher D. Clark, who serves as president of Royce Small-Cap Trust, Inc. (RVT), reported a personal purchase of company stock on March 24, 2026, according to a filing with the Securities and Exchange Commission. The Form 4 filing shows Clark acquired 4,500 shares of common stock at a per-share price of $16.69, producing a total transaction value of $75,105.

Following the March transaction, Clark's direct holdings in the trust stand at 47,235 shares. The filing also notes Clark holds the position of CEO at the trust's Investment Advisor. The reported acquisition was disclosed through the standard regulatory channel required for insider transactions.

Market data cited with the filing indicates the trust's shares are trading at $16.86, giving the company a market capitalization of $2.01 billion. Over the prior 12 months the stock has generated a 23% return. The trust offers a dividend yield of 7.2% and, according to InvestingPro, has maintained dividend payments for 40 consecutive years. InvestingPro is also noted as tracking four additional key tips for RVT investors, though those tips are not detailed in the filing.

The transaction information comes strictly from the Form 4 disclosure and the accompanying market metrics identified in the filing. The record shows the precise share count purchased, the exact per-share price paid, the updated direct ownership total for Clark, and the market-level figures cited above.


What this means for investors

  • Insider activity: The purchase increases a top executive's direct stake in the trust to 47,235 shares, as reflected in the Form 4 disclosure.
  • Dividend profile: The trust currently yields 7.2% and is reported to have paid dividends for 40 consecutive years, which may be of interest to income-focused investors.
  • Market context: The stock is trading slightly above the purchase price at $16.86 and registered a 23% gain over the past year; the company carries a $2.01 billion market capitalization.

Data limitations and uncertainties

  • The filing documents the purchase but does not provide the executive's motivation or any strategic rationale for the transaction.
  • While the trust is reported to have a 40-year dividend payment record, the filing does not make any guarantees about future dividend payments.
  • The reference to InvestingPro indicates there are four additional key tips for RVT investors tracked by that service, but those tips are not included in the filing and are therefore not evaluated here.

This report is based on the information disclosed in the Form 4 filing and the market details cited alongside that filing. It presents the transaction details and related metrics without extrapolating beyond the documented facts.

Risks

  • Market price fluctuation - the stock traded at $16.86 at the time of reporting, slightly above the purchase price of $16.69, indicating share prices can change after the insider purchase and affect investment returns (impacts equity markets and asset management).
  • Unstated motivation - the Form 4 filing documents the share purchase but does not disclose why the president made the acquisition, leaving investor interpretation of insider intent uncertain (impacts investor decision-making in financial markets).
  • Incomplete investor guidance - the filing cites InvestingPro as tracking four additional key tips for RVT investors but does not include those tips, limiting the information available to readers and investors (impacts research and advisory services in the investment sector).

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