Insider Trading April 1, 2026

Peapack-Gladstone CFO Buys About $101,000 in Stock as Firm Announces Capital Moves

Frank Cavallaro adds 2,889.842 shares while the bank discloses a preferred stock commitment, planned note redemption and retention RSUs for executives

By Maya Rios PGC
Peapack-Gladstone CFO Buys About $101,000 in Stock as Firm Announces Capital Moves
PGC

Peapack-Gladstone Financial Corp.'s executive vice president and chief financial officer, Frank A. Cavallaro, reported a purchase of 2,889.842 shares on March 31, 2026, worth roughly $101,000. The transaction coincides with a suite of corporate financing and compensation actions including a $50 million preferred stock commitment, an announced redemption of subordinated notes, and special retention restricted stock unit agreements for two senior executives. The stock is trading near its recent high and appears on InvestingPro's Most Undervalued list.

Key Points

  • CFO Frank A. Cavallaro purchased 2,889.842 shares on March 31, 2026, at $34.95 per share, totaling about $101,000; he now directly owns 14,713.842 shares.
  • Peapack-Gladstone disclosed a $50 million preferred stock commitment from affiliates of Strategic Value Bank Partners, with an initial $30 million private placement and an option for an additional $20 million by the end of 2027; the preferred carries a 6.00% dividend and is non-callable for five years.
  • The company plans to redeem $100 million aggregate principal amount of 3.50% subordinated notes due Dec 22, 2030, and has granted performance-based retention RSUs to two executives through Dec 31, 2028; Raymond James maintains a Strong Buy rating with a $39.00 target.

Frank A. Cavallaro, senior executive vice president and chief financial officer of Peapack-Gladstone Financial Corp. (NASDAQ: PGC), reported a direct purchase of 2,889.842 shares of the company's common stock on March 31, 2026, according to a Form 4 filing submitted to the Securities and Exchange Commission.

The filing lists the purchase price at $34.95 per share, bringing the aggregate cost of the acquisition to approximately $101,000. After the transaction, Cavallaro is recorded as directly holding 14,713.842 shares of Peapack-Gladstone Financial Corp.


The insider buying took place while PGC shares were trading at $35.94, which the filing notes is near the stock's 52-week high of $35.87. The company’s shares are up 27% year-to-date. Separately, InvestingPro analysis cited in the filing indicates PGC appears on that platform’s Most Undervalued list relative to its Fair Value. The company is shown trading at a price-to-earnings ratio of 16.88 and carries a market capitalization of $626.5 million.

The disclosure also states that Cavallaro holds additional equity-linked awards, specifically Restricted Stock Units and Phantom Stock.


Alongside the insider transaction, the company disclosed several corporate financing and compensation developments:

  • Peapack-Gladstone announced a $50 million preferred stock commitment from affiliates of Strategic Value Bank Partners. The arrangement comprises an initial $30 million private placement of non-cumulative perpetual convertible preferred stock and includes an option to issue up to an additional $20 million by the end of 2027.
  • The preferred shares carry a 6.00% annual dividend rate and are non-callable for five years.
  • The company has informed UMB Bank of its intention to redeem the full $100 million aggregate principal amount of its 3.50% fixed-to-floating rate subordinated notes due December 22, 2030. Peapack-Gladstone stated that it will remain well-capitalized following the planned redemption.
  • Peapack-Gladstone has also entered into special executive retention performance restricted stock unit agreements with two senior executives, Douglas Kennedy and John Babcock. Those RSUs are intended to retain the executives through December 31, 2028, and vesting is contingent on meeting specified performance goals.
  • Raymond James has reiterated a Strong Buy rating on Peapack-Gladstone Financial and maintains a $39.00 price target.

The Form 4 filing and the company disclosures together provide a snapshot of recent insider activity and corporate capital and compensation plans. InvestingPro subscribers are noted to have access to eight additional tips about PGC as well as expanded financial health metrics and Fair Value analysis.

No additional dates, figures or projections beyond those disclosed in the filings and statements above were included in the company reports.

Risks

  • The optional additional $20 million preferred issuance is time-limited and may or may not be exercised by the end of 2027, introducing capital plan uncertainty for the banking sector.
  • The planned redemption of $100 million of subordinated notes requires the company to manage capital after the transaction; while the firm stated it will remain well-capitalized, the redemption represents a material funding action for the company.
  • Executive retention RSUs for Douglas Kennedy and John Babcock are contingent on meeting specified performance goals, so continued executive alignment depends on those performance outcomes and may affect management continuity in the near term.

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