Insider Trading March 31, 2026

Macy's Controller Sells Shares to Cover Taxes After Restricted Stock Vesting

Paul Griscom disposes of 433 shares as he also converts restricted stock units; company posts mixed signals after fourth-quarter beat and cautious fiscal guidance

By Marcus Reed M
Macy's Controller Sells Shares to Cover Taxes After Restricted Stock Vesting
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Macy's senior vice president and Controller Paul Griscom sold 433 shares of Macy's common stock on March 30, 2026, for about $7,683 to satisfy tax-withholding obligations tied to the vesting of restricted shares. The filings also show Griscom exercised options for 1,501 shares on March 28 tied to Restricted Stock Units granted in 2024. Macy's recent fourth-quarter results beat estimates on both earnings and revenue, but the company's initial fiscal 2026 guidance came in below Street expectations, prompting varied responses from analysts.

Key Points

  • Paul Griscom sold 433 Macy's shares on March 30, 2026, for about $7,683 to cover tax-withholding obligations tied to vested restricted shares.
  • On March 28, Griscom exercised options to acquire 1,501 shares related to Restricted Stock Units granted on March 28, 2024; those RSUs vest in four equal installments beginning one year after the grant.
  • Macy's reported a fourth-quarter adjusted diluted EPS of $1.67 on $7.6 billion in revenue, both above consensus, while initial fiscal 2026 guidance fell short of Wall Street estimates, producing mixed analyst reactions.

Insider transaction and mechanics

Macy's (NYSE: M) senior vice president and Controller Paul Griscom recorded a sale of 433 shares of the retailer's common stock on March 30, 2026, for approximately $7,683, according to a Form 4 filing with the Securities and Exchange Commission. The shares were sold at prices ranging from $17.550 to $17.8850. The filing specifies that the disposition was executed to satisfy tax-withholding obligations that arose upon the vesting of restricted shares and was not a discretionary sale by the reporting person.

Market context recorded in the filing shows Macy's stock trading at $18.10, a price that is up 85% from its 52-week low of $9.76 but down 19% year-to-date.


Options exercise and vesting schedule

In a related transaction two days earlier, on March 28, Griscom exercised options to acquire 1,501 shares of Macy's common stock. The exercise is tied to Restricted Stock Units (RSUs) and was executed at a price of $0. The Form 4 notes that those RSUs were originally granted on March 28, 2024, and vest in four equal installments beginning on the first anniversary of the grant date.


Post-transaction holdings

Following the March transactions, Griscom's direct ownership of Macy's shares stands at 32,341 shares.


Quarterly results and analyst reactions

Macy's recent fourth-quarter financial report delivered an adjusted diluted earnings per share of $1.67, topping the consensus estimate of $1.56. Revenue for the quarter came in at $7.6 billion versus the forecasted $7.46 billion. Comparable store sales increased by 1.8%, with the filing attributing outperformance to the fragrance and luxury categories. The company also reported an EBIT margin of 7.7%, a result that exceeded consensus expectations alongside the same-store sales figure.

Despite the quarterly beat, Macy's initial guidance for fiscal 2026 was reported as below Wall Street estimates, a shortfall the company attributed in part to accounting changes and store closures. That guidance shortfall has translated into mixed reactions among sell-side analysts. TD Cowen and Evercore ISI trimmed their price targets to $20 and $19 respectively, maintaining Hold and In Line ratings. Telsey lowered its target to $20 and kept a Market Perform rating. By contrast, Jefferies reiterated a Buy rating and set a $22 price target following the earnings beat.


Contextual note

The SEC Form 4 disclosure frames the share sale as a routine tax-related disposition tied to equity vesting rather than a discretionary sale. The company's quarterly performance showed several metrics above expectations but the lowered initial fiscal-year guidance highlights ongoing uncertainty that has prompted divergent analyst positions.

Risks

  • Fiscal 2026 guidance was below Wall Street expectations, a development that may weigh on investor sentiment in the retail and consumer discretionary sectors.
  • Analyst reactions are mixed with several firms lowering price targets, reflecting uncertainty around Macy's near-term outlook and the impact of accounting changes and store closures.
  • The insider sale was executed to cover tax withholding on vested equity rather than being a discretionary sale, but insider transactions can still influence perceptions of company insiders' near-term liquidity needs.

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