Insider Trading March 31, 2026

Herzfeld Credit Chairman Adds 2,974 Shares as Fund Readies Reverse Split

Thomas J. Herzfeld increases direct stake in Herzfeld Credit Income Fund as board approves 10-for-1 reverse split set for February 6, 2026

By Derek Hwang HERZ
Herzfeld Credit Chairman Adds 2,974 Shares as Fund Readies Reverse Split
HERZ

Thomas J. Herzfeld, Chairman of the Advisor at Herzfeld Credit Income Fund, acquired 2,974 shares of the fund on March 27, 2026, paying $15.50 per share for a total of $46,097. The purchase raised his direct holdings to 193,638 shares amid a recent board-approved 10-for-1 reverse stock split and a near-90% dividend yield reported for the fund.

Key Points

  • Thomas J. Herzfeld purchased 2,974 shares on March 27, 2026 at $15.50 per share, totaling $46,097.
  • Following the purchase, Herzfeld directly owns 193,638 shares of Herzfeld Credit Income Fund (NASDAQ: HERZ).
  • The Board approved a 10-for-1 reverse stock split effective February 6, 2026 at 5:00 p.m. Eastern time; the fund reports a dividend yield of nearly 90% and 15 consecutive years of dividend payments.
  • Shares trade roughly 50% below the 52-week high of $31 and are down about 31% year-to-date.

Transaction details

Thomas J. Herzfeld, who serves as Chairman of the Advisor at Herzfeld Credit Income Fund, Inc. (NASDAQ: HERZ), purchased 2,974 shares of the company’s common stock on March 27, 2026. The shares were acquired at $15.50 each, bringing the total consideration for the transaction to $46,097. After this buy, Herzfeld directly holds 193,638 shares of Herzfeld Credit Income Fund, Inc.

Share price and recent performance

At the time of the disclosure, the fund’s common stock was trading at a price that is roughly 50% below its 52-week high of $31. Year-to-date, the shares are down approximately 31%.

Corporate action - reverse stock split

The company’s Board of Directors has approved a 10-for-1 reverse stock split of the common stock. Under the approved plan, every ten outstanding shares will be combined into one share while maintaining the same par value. The reverse split is scheduled to take effect on February 6, 2026, at 5:00 p.m. Eastern time. The announcement framed the action as part of the company’s stock-structure management; it did not include any contemporaneous updates on earnings or revenue results.

Dividend profile and investor resources

Herzfeld Credit Income Fund is reported to offer a dividend yield of nearly 90%. According to InvestingPro tips, the fund has maintained dividend payments for 15 consecutive years. The InvestingPro platform also indicates that investors can access four additional ProTips and comprehensive financial metrics on the service for further information.

What the filing did not include

The company’s recent communications did not report any current mergers or acquisitions, and there were no recent analyst upgrades or downgrades noted in the disclosure. These items were not part of the announcement and therefore provide limited additional detail on near-term operational or strategic changes.

Context for investors

The reported insider purchase increases the chairman’s direct holding and comes against a backdrop of a sharp YTD decline and a significant gap from the 52-week high. The firm’s approved reverse split and its high dividend yield are prominent elements of the current equity profile; the company did not provide fresh financial results or M&A updates in the public notice.

Risks

  • The company did not provide any immediate updates on earnings or revenue in the announcement, leaving near-term fundamental performance unclear.
  • There were no recent reports of mergers or acquisitions in the company’s communications, limiting visibility on strategic developments.
  • Analysts have not issued recent upgrades or downgrades for the stock, indicating limited fresh analyst guidance in the public record.

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