Trustee Barnes Randall C disclosed a sale of 3,000 shares of common stock in Guggenheim Active Allocation Fund (GUG) on March 6, 2026, according to a Form 4 filed with the Securities and Exchange Commission. The reported sales price was $15.85 per share, producing a total transaction value of $47,550.
Following the transaction, the filing shows Barnes holds 62,322 shares of the fund directly. At the time of the report, GUG was trading at $15.58 and carried a market capitalization of $518.78 million. Over the past 12 months the fund has delivered a total return of 10.63%.
InvestingPro reports that the fund currently offers a 9.06% dividend yield and notes that it tracks three additional key tips for GUG investors. The filing did not include an explanation for the sale, and no further commentary from the trustee was disclosed in the SEC submission.
Below is a concise recap of the transaction and the fund metrics disclosed alongside the Form 4 report.
- Transaction: Sale of 3,000 shares by trustee Barnes Randall C on March 6, 2026.
- Sale price: $15.85 per share, totaling $47,550.
- Post-transaction holding: 62,322 shares directly owned by Barnes.
- Market snapshot: GUG trading at $15.58, market cap $518.78 million, 12-month return 10.63%.
- Income metric: Reported dividend yield of 9.06% per InvestingPro.
The regulatory filing provides the hard transaction details and the current public metrics for the fund. It does not offer insight into the trustee's motivations or whether the sale reflects a broader strategy.
Readers and market participants evaluating the holding may weigh the disclosed sale alongside the fund's yield and recent return, while noting the limited scope of information available in the Form 4 about rationale or timing beyond the transaction date and price.