Insider Trading March 23, 2026

Director Ault Adds 24,000 Shares to Universal Safety Products Stake in Three Trades

Ault Lending, LLC and related entities expand holdings as company converts debt to equity through convertible note conversion

By Sofia Navarro UUU
Director Ault Adds 24,000 Shares to Universal Safety Products Stake in Three Trades
UUU

Universal Safety Products director Ault Milton C. III increased his firm's position by 24,000 shares across three purchases from March 19 to March 23, 2026, totaling $147,640. The transactions were executed by Ault Lending, LLC at prices between $6.01 and $6.35 per share. Separately, the company issued 405,000 common shares related to the conversion of a convertible note totaling $1,503,424.80 in principal and accrued interest under a Section 4(a)(2) exemption.

Key Points

  • Ault Milton C. III increased affiliated holdings in Universal Safety Products by 24,000 shares across three purchases totaling $147,640 - impacting ownership concentration in the company.
  • Universal Safety Products issued 405,000 shares as part of a convertible note conversion representing $1,503,424.80 in principal and accrued interest, affecting the company's share count and capital structure.
  • Market indicators cited in filings show the stock trading at $5.73, down from $5.94 on the prior close, while delivering a 251% return over the past year - relevant to investors evaluating valuation and volatility.

Director Ault Milton C. III recently expanded his exposure to Universal Safety Products, Inc. (NASDAQ: UUU) through a series of purchases executed over a five-day span in March 2026. The transactions, which added up to 24,000 shares acquired in three separate buys, were carried out between March 19 and March 23, 2026.

The purchases were completed by Ault Lending, LLC, an entity in which Ault Milton C. III is deemed to possess voting and investment power. The breakdown of the trades is as follows: 4,000 shares purchased at $6.01 per share on March 19, 2026; 10,000 shares purchased at $6.35 per share on March 20, 2026; and a further 10,000 shares purchased at $6.01 per share on March 23, 2026. The three transactions represent a combined cash outlay of $147,640.

Following these acquisitions, Ault Lending, LLC now indirectly holds 660,839 shares of Universal Safety Products. In addition to the holdings attributed to Ault Lending, LLC, Ault Milton C. III directly owns 1,600 shares and has indirect holdings through other affiliated entities - 15,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.

As of the most recent quote cited in the filing, Universal Safety Products shares are trading at $5.73, below the prior close of $5.94. Despite the recent dip, the stock has recorded a substantial one-year gain of 251 percent.


Separately, the company disclosed the issuance of 405,000 shares of common stock between January 26 and February 3, 2026, tied to the conversion of a convertible note. The conversion represented $1,503,424.80 in principal and accrued interest. In its Securities and Exchange Commission filing, the company stated that the shares were offered and sold pursuant to an exemption from registration under Section 4(a)(2) of the Securities Act of 1933.

The filing frames the share issuance as part of the companys management of its convertible debt obligations. The conversion of the note into equity reduced the firms outstanding convertible debt while increasing the number of common shares outstanding. The filing notes that the shares were sold under an applicable exemption rather than through a registered offering.

This sequence of insider purchases alongside the conversion-related share issuance provides investors with two pieces of contemporaneous company activity: increased insider accumulation by an affiliated entity and a capital-structure change driven by debt conversion. Both items are disclosed through the required filings and may be relevant to assessments of ownership concentration and outstanding share count.


Summary of disclosed transactions and corporate action

  • Insider buys: 24,000 shares purchased by Ault Lending, LLC in three trades between March 19-23, 2026, at prices ranging from $6.01 to $6.35, totaling $147,640.
  • Post-transaction holdings: Ault Lending, LLC indirectly holds 660,839 shares; Ault Milton C. III directly owns 1,600 shares and indirectly holds additional stakes through affiliated entities.
  • Convertible conversion: 405,000 shares issued January 26 - February 3, 2026, to satisfy $1,503,424.80 of principal and accrued interest under a convertible note, sold under Section 4(a)(2) exemption.

Risks

  • Share dilution risk from the conversion of the convertible note into 405,000 common shares - this affects equity holders and the company's per-share metrics, impacting the equities market and investor assessments.
  • Short-term price volatility as evidenced by the recent trade at $5.73 versus a prior close of $5.94 - this illustrates market movement risk for shareholders and traders in the securities market.
  • Concentration risk related to large insider holdings - substantial indirect holdings by an affiliated entity may influence governance and liquidity considerations for public investors.

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