Joseph W. Pooler Jr., who serves as Executive Vice President, Chief Financial Officer and Treasurer of Cohen & Co Inc. (NASDAQ: COHN), carried out a series of stock sales on March 19 and March 20, 2026, that together amounted to 6,818 shares and generated roughly $115,821 in proceeds, according to a Form 4 filing with the Securities and Exchange Commission.
The filing outlines the transactions in detail. On March 19, Pooler sold 6,113 shares at a weighted average price of $17.15 per share, with individual sale prices reported in a range from $17.1383 to $17.1839. The following day, March 20, he sold an additional 705 shares at a weighted average price of $15.58 per share, with transaction prices ranging between $15.01 and $15.6735.
Following these dispositions, Pooler is recorded as directly owning 69,073 shares of Cohen & Co Inc. The Form 4 indicates the sales were executed in multiple transactions across the two trading days.
Company developments noted in the filing and related disclosures
In other corporate disclosures, Cohen & Company highlighted a strong financial performance for the fourth quarter of 2025, reporting substantial revenue growth and strategic expansion across its core business segments. The company said its earnings call emphasized these achievements and suggested the results have had a notable effect on investor confidence.
Additionally, the company announced an amendment to its operating agreement to permit the issuance of LTIP Units. According to the disclosure, these LTIP Units are intended to function as profits interests for U.S. federal income tax purposes. The Board of Managers has been granted authority to issue LTIP Units under grant agreements and applicable equity incentive arrangements.
Context and takeaways
The Form 4 filing provides a transactional record of Pooler’s sales and the change in his directly held shares. The separate disclosures about the company’s fourth-quarter performance and the operating agreement amendment outline recent corporate actions and governance changes that the company has publicly reported.
The filing contains the specific transaction dates, share counts, weighted average prices and price ranges for the sales, as well as the updated direct ownership figure for Pooler. The company disclosures summarize recent financial performance and a governance amendment authorizing LTIP Units as described above.