Insider Trading April 1, 2026

Clene Inc. 10% Holder Disposes of $21,261 in Stock as Company Advances ALS Program

Insider sale follows a week of share weakness; company secures financing and an FDA meeting on biomarker findings for CNM-Au8

By Leila Farooq CLNN
Clene Inc. 10% Holder Disposes of $21,261 in Stock as Company Advances ALS Program
CLNN

Ugwumba Chidozie, a ten percent owner of Clene Inc. (NASDAQ: CLNN), sold 4,278 shares on April 1, 2026, raising $21,261. The transaction occurred amid recent share volatility. Separately, Clene announced a registered direct offering in excess of $28 million to support its ALS candidate CNM-Au8 and secured an in-person Type C meeting with the FDA focused on neurofilament light chain biomarker data.

Key Points

  • Insider transaction - Ugwumba Chidozie, a ten percent owner of Clene Inc., sold 4,278 shares on April 1, 2026 at $4.97 per share for $21,261 and now directly owns 426,816 shares through SymBiosis II, LLC - markets/finance.
  • Market context - Shares declined about 10% over the prior week; Clene traded at $4.89 with a market capitalization of $58.07 million; InvestingPro flags the stock as appearing undervalued on a Fair Value basis - capital markets/equities.
  • Clinical and financing developments - Clene secured a registered direct offering in excess of $28 million (including participation from Boxer Capital, Coastlands Capital, Vivo Capital, and insiders) with an initial tranche of more than $6 million expected to fund operations into Q3 2026; the company obtained an in-person Type C FDA meeting focused on neurofilament light chain biomarker data for CNM-Au8 - biotech/regulatory.

Ugwumba Chidozie, identified as a ten percent owner of Clene Inc. (NASDAQ:CLNN), reported the sale of 4,278 shares of common stock on April 1, 2026, according to a Form 4 filing with the Securities and Exchange Commission.

The shares were disposed of at $4.97 per share, producing total proceeds of $21,261. After the disposition, Chidozie directly holds 426,816 shares through SymBiosis II, LLC, per the filing.

The insider sale occurred as the stock showed near-term turbulence. InvestingPro data cited in the filing notes shares had fallen roughly 10% over the prior week. At the time of the filing, Clene's shares were trading at $4.89 and the company carried a market capitalization of $58.07 million. InvestingPro analysis also indicates the stock appears undervalued based on its Fair Value assessment.


Beyond the insider transaction, Clene disclosed financing and regulatory developments tied to its investigational treatment for amyotrophic lateral sclerosis (ALS), CNM-Au8.

The company announced a registered direct offering totaling in excess of $28 million intended to support CNM-Au8. Investors participating in the financing include Boxer Capital, Coastlands Capital, Vivo Capital, and current insider investors. An initial tranche of more than $6 million is expected to fund operations into the third quarter of 2026 and could cover the period during which the U.S. Food and Drug Administration considers the company's New Drug Application acceptance decision.

In parallel, Clene has been granted an in-person Type C meeting with the FDA to discuss biomarker data related to its investigational ALS treatment. The planned discussion will focus on new analyses that show modest reductions in neurofilament light chain levels are associated with lower mortality risk in ALS patients. The company said these findings could support neurofilament light chain reduction as a surrogate endpoint for accelerated approval.


These items - the insider sale, the recent market volatility and valuation signal, the committed financing, and the FDA engagement on biomarker data - together outline the immediate developments shaping Clene's timetable for CNM-Au8 and the company's near-term capital needs.

Risks

  • Share-price volatility - the stock dropped approximately 10% over the prior week, illustrating near-term market sensitivity - capital markets/equities.
  • Regulatory uncertainty - the timing and outcome of the FDA's consideration of a New Drug Application acceptance decision remain a material variable for the program's progress - biotech/regulatory.
  • Financing reliance - while a registered direct offering in excess of $28 million has been secured with an initial tranche of more than $6 million, the company's operational runway into the third quarter of 2026 depends on that funding - capital markets/biotech.

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