Insider Trading March 31, 2026

ArrowMark Financial Director Buys 1,500 Shares as Company Launches Rights Offering

Director Melissa Marano Thompson purchased stock while ArrowMark proceeds with a shareholder rights offering and sustains a high dividend yield

By Maya Rios BANX
ArrowMark Financial Director Buys 1,500 Shares as Company Launches Rights Offering
BANX

Melissa Marano Thompson, a director at ArrowMark Financial Corp (NASDAQ: BANX), purchased 1,500 common shares on March 27, 2026, at $18.765 per share, according to a Form 4 filing. The purchase totaled $28,147. ArrowMark is concurrently conducting a rights offering for up to 2,604,156 new common shares, with shareholders of record as of January 22 eligible to participate. The company currently pays a 12% dividend yield and has maintained dividend payments for 14 consecutive years; the stock trades at a P/E of 8.31 and a market capitalization of $148.55 million.

Key Points

  • Director Melissa Marano Thompson bought 1,500 shares of ArrowMark Financial on March 27, 2026 at $18.765 per share, totaling $28,147.
  • ArrowMark launched a rights offering allowing shareholders of record as of January 22 to subscribe for up to 2,604,156 new common shares, with one transferable right issued per share and sets of three rights needed to buy one new share.
  • The company reports a 12% dividend yield, 14 consecutive years of dividend payments, a P/E ratio of 8.31, and a market capitalization of $148.55 million; these metrics are relevant to financial sector investors and income-focused market participants.

Melissa Marano Thompson, serving on the board of ArrowMark Financial Corp (NASDAQ: BANX), reported the acquisition of 1,500 shares of the company's common stock on March 27, 2026, according to a Form 4 filed with the Securities and Exchange Commission. The shares were purchased at $18.765 apiece, bringing the total cost of the transaction to $28,147.

At the time of the filing, ArrowMark's shares were trading at $19.06, a modest increase relative to the director's purchase price. The filing provides a straightforward snapshot of the director-level purchase rather than broader insider activity.

Separately, ArrowMark Financial is offering investors a significant income profile: the stock carries a 12% dividend yield and the company has paid dividends for 14 consecutive years. Additional market metrics reported alongside these facts show a price-to-earnings ratio of 8.31 and a market capitalization of $148.55 million.

In other corporate actions, ArrowMark has initiated a rights offering for its common shares listed on NASDAQ. Shareholders of record as of January 22 are eligible to subscribe for up to 2,604,156 new common shares. Each holder received one transferable right for every common share owned on the record date; those rights may be combined in sets of three to purchase one new common share.

The structure of the offering also includes an opportunity for shareholders who fully exercise their rights to subscribe for any remaining unsubscribed shares. That secondary subscription is subject to specified limitations and allotment procedures. Additionally, shareholders who held fewer than three common shares on the record date are entitled to subscribe for one full share under the terms outlined.

These disclosures - the director purchase and the details of the rights offering - represent recent corporate developments for ArrowMark Financial. The filings and metrics cited provide concrete data points for investors evaluating the company's current shareholder actions and income profile.

Risks

  • Potential dilution risk for existing shareholders as a result of the rights offering, which authorizes up to 2,604,156 new common shares.
  • Uncertainty around allocation - shareholders who fully exercise rights may subscribe for unsubscribed shares, but that participation is subject to limitations and allotment.
  • Share-price variability relative to the director's purchase price - while the stock traded modestly higher at $19.06, market movement could affect the value of newly acquired shares.

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